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Nationally recognized statistical rating organization
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11	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 270, and 274 Release Nos; IC-30847; File No. S7-7-11 RIN 3235-AL02 Removal of Certain References to Credit Ratings Under the Investment Company Act AGENCY: Se Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-08 13:24:20 Financial economics 73rd United States Congress United States Securities and Exchange Commission Credit rating agency Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Investment Company Act Securities regulation in the United States Financial regulation United States securities law Finance
12	Final Rule: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-08 13:20:23 Financial markets United States housing bubble Financial services Net capital rule Credit rating agency Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer Finance Financial economics Business
13	Microsoft Worddocx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-06 09:26:42 Financial markets Credit rating agency Nationally recognized statistical rating organization Net capital rule United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial regulation
14	AT Section 9201 Agreed-Upon Procedures Engagements: Attest Engagements Interpretation of AT Section[removed]Third-Party Due Diligence Services Related to Asset-Backed Securitizations: SEC Release No[removed] Add to Reading List Source URL: www.aicpa.org Language: English - Date: 2015-02-11 15:23:51 Due diligence Finance Business Nationally recognized statistical rating organization Diligence American Institute of Certified Public Accountants Ethics Law Contract law Criminal law
15	Form NRSRO for filling out.pdf Add to Reading List Source URL: www.fitchratings.com Language: English - Date: 2015-03-31 14:05:50 Nationally recognized statistical rating organization Ƒ
16	UNITED STATES Annex I: Banks Milestones and expected completion date Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-09-19 10:17:16 United States federal banking legislation United States housing bubble Late-2000s financial crisis Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Nationally recognized statistical rating organization Debt Office of the Comptroller of the Currency Financial economics Economics Financial regulation
17	Structured Debt Ratings: Evidence on Con‡icts of Interest Matthias E…ng University of Geneva and Swiss Finance Institute Harald Hau Add to Reading List Source URL: www.haraldhau.com Language: English - Date: 2014-09-16 15:07:05 Structured finance Economics United States housing bubble Credit rating agencies Bonds Credit rating agency Nationally recognized statistical rating organization Credit enhancement Securitization Financial economics Finance Fixed income securities
18	Fitch Ratings, IncForm NRSRO Annual Certification Exhibit 4. Organizational Structure Add to Reading List Source URL: www.fitchratings.com Language: English - Date: 2015-03-31 16:13:52 Fitch Nationally recognized statistical rating organization Finance Société Générale Marc Ladreit de Lacharrière Credit rating John Knowles Fitch Financial economics Credit rating agencies Fitch Group
19	Fitch Ratings, IncForm NRSRO Annual Certification Exhibit 9. Chief Compliance Officer Add to Reading List Source URL: www.fitchratings.com Language: English - Date: 2015-03-31 16:13:52 Nationally recognized statistical rating organization Financial economics Economy of the United States John Knowles Fitch Financial services Zenith Bank Credit rating agencies Fitch Group Fitch
20	May 2, 2012 VIA Electronic Delivery Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.bits.org Language: English - Date: 2012-10-01 16:27:29 Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Red Flags Rule Identity theft U.S. Securities and Exchange Commission Credit rating agency Fair Credit Reporting Act Nationally recognized statistical rating organization United States federal banking legislation Financial economics Finance

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